Commission de Surveillance du Secteur Financier (Luxembourg)

The Commission de Surveillance du Secteur Financier (CSSF) is responsible for the prudential supervision of RBC Dexia Investor Services. It acts solely in the public interest, ensures that the laws and regulations on the financial sector are enforced and observed and that international agreements and European Directives in the fields under its responsibility are implemented.

You can find us on the CSSF’s list of Supervised Entities at http://www.cssf.lu/index.php?id=8&L=1.

Office of the Superintendent of Financial Institutions (Canada)

RBC Dexia Investor Services Trust is a Canadian trust company incorporated under the Trust and Loan Companies Act (Canada) and regulated and supervised by the Office of the Superintendent of Financial Institutions (OSFI). OSFI’s mandate is to ensure the safety and soundness of the Canadian financial system, while allowing federally regulated financial institutions to compete effectively and take reasonable risks.

You can find us on OSFI’s Who We Regulate list at http://www.osfi-bsif.gc.ca/osfi/index_e.aspx?DetailID=568.

Memorandum of Understanding

Our regulators have signed a Memorandum of Understanding detailing the manner in which the CSSF supervises RBC Dexia Investor Services Limited. A description of the scope of consolidated supervision is provided for reference.

For further information with respect to local regulators, please refer to our locations.